Rhythm and Linguistic Form: Toward a Temporal Theory of Poetic Language
The title of our session, "Linguistics and Poetics: Revisited" is meant to recall Roman Jakobson's famous closing statement at the 1958 Indiana conference on style. For better or worse, Jakobson's closing statement has set many of the basic parameters of the long-standing argument over the relations between linguistic and literary study; or to put it in disciplinary terms, over the intentions and achievements of what is usually called stylistics. It is this issue that I would like to address here.
As many have now clarified, the major theoretical task of
stylistics is to establish some criterial perspective that can relate language
and
literature, both to one another and to other major humanistic concerns---art,
ideology, social and economic praxis, history, religion, psychology,
biology/neurology, and so forth. In his 1958 paper, Jakobson suggested that we
accomplish this task from the point of view of communication. All communication,
he suggested, involves a small number of factors, each of which is
associated with a communicative function, with the literary/poetic/aesthetic
function being just one of these, one that focusses attention on the
message itself,independent of its relation to addressee, addresser, or context.
This self-focussing, he went on to claim, is achieved primarily by means of
a dense paralleling, which concentrates in the syntagmatic/actual use of
the medium related forms and meanings from the paradigmatic/virtual
organization of the medium's communicative code. This projection of the principle of
equivalence into the syntagmatic creates a secondary synonymy/antonymy over
and above the primary organization of form and meaning that (also) appears:
parallel forms create parallel meanings.
Jakobson's projection principle indeed isolates an important
aspect of art, perhaps the most important, what is usually called theme. In
thematic organization, some central human concern implied by the overall
experience of an artwork is subjected to a formal analysis by the diverse and
variant details of the work, usually by foregrounding minimal relations of
similarity and difference--counterparts, examples, prototypes, analogues,
preconditions, consequences, blends, extensions, variants, and so forth. Through
the type of projectional process that Jakobson outlines, the theme of a work
is examined from multiple perspectives, exemplified in multiple contexts, and
embodied at multiple levels in the formal organization of the medium.
However, Jakobson's claim that poetic uses of language are
thematically organized is neither new nor adequate as a criterial perspective
for a principled stylistics. His projection principle isolates only one
aspect of one sort of aesthetic structuring; it is not a theory of any of the
major phenomena that must be accounted for by a theory of literature--language,
rhetoric, the literary genres, the stylistic elaboration of these genres, the
historical realization of these styles, the philosophical, sociological, and
psychological preconditions of these styles, and so forth. If literature is one
of the great art forms, as it certainly is, and if all great art forms give us
detailed knowledge of the human, then any adequate stylistics must be based upon
a full
theory of human nature and its cultural and historical realizations.
Over the
last five years or so, I have been suggesting that
such a criterial perspective for a principled stylistics might be
available in the forms of human time--not a novel suggestion, certainly, but
one
that has not been sufficiently explored. Rhythm creates time; and much of
the
recent work throughout the humanities and human sciences has been invoking
rhythm and temporality to advance their projects. There seems to be
growing evidence from many sources (1) that the most basic facts about the human
mind are its modes of temporal processing, (2) that these modes of temporal
processing are most clearly and completely revealed in the mind's rhythmic
capabilities, (3) that these rhythmic capabilities evolved in a certain order
and by
a certain dialectical process, and (4) that the results of these
evolutionary developments provide both the basic elements and overall morphology
of many
other major products of mind.
|
TEMPORAL FEATURES |
Meter cyclical |
Grouping centroidal |
Prolongation linear |
Theme relational |
|
equative relation |
similarity |
difference-in similarity |
similarity-in- difference |
difference |
|
sequential relation |
occurrence repetition succcession |
correspondence prominence proportion |
transition direction implication |
connection distinction simultaneity |
|
subject-subject relation |
participation |
obligation |
cooperation |
freedom |
|
subject-event relation |
subjective |
objective-in- subjective |
subjective-in- objective |
objective |
|
semiotic relation |
icon |
emblem |
index |
symbol |
|
experiential process |
reaction passive |
affection reciprocal |
exploration active |
creation improvisatory |
|
clock time orientation |
past |
present |
future |
relative
|
|
event position |
initial |
medial |
final |
peripheral
|
|
relational scope |
proximate |
local |
regional |
global |
|
contour |
fall |
rise-fall |
fall-rise |
rise |
|
volatility |
fixed |
constrained |
volatile |
free |
My major claim is that these rhythmic components fractalize the
major products of human cognition into dialectically related
quadratures. For instance, within language and rhetoric, these rhythms lead to
our
major levels of linguistic structure, our major word categories, our major
modes of word formation, the major levels of organization in prosody, our major
verbal and nominal functions, our major modes of grammatical elaboration, the
basic inventory and uses of our major tropes and schemes, and so forth.
Given this extension of rhythm into grammar and rhetoric, poets can use
language to vocalize, grammaticalize, semanticize, and rhetoricize temporal
values.
At the outer limit, these temporal complexions fractalize whole
areas of humanistic concern. For instance, as Northrop Frye claimed, the
four major literary genres (drama, prose fiction, poetry, and epic/song) are
elegantly motivated in these rhythmic terms; and as Hayden White has argued,
Frye's theory of the literary genres can be extended to account for the
major modes of literary emplotment (romance, comedy, tragedy, and satire) and
the major metaphysical worldviews in cultural history (formism, organicism,mechanism,
and contextualism). These temporal complexions also
fractialize the historical periods in which these worldviews predominated in
the West (the Ancient world; the Middle Ages, Renaissance, and
Enlightenment; the 19th century; and the twentieth century).
|
Time |
Cyclical |
Centroidal |
Linear |
Relational |
I. Psychological and Neurological
|
sociobiology |
colonial invertebrate |
social insect |
non-human mammal |
human |
|
neurology |
reptilian brain |
mammalian brain |
left cortex |
right cortex |
|
faculty |
sense body |
feeling emotion |
will action |
memory thought |
|
generative sense |
touch |
smell/taste |
hearing |
sight |
|
phylogeny |
australopithicus |
homo habilis |
homo erectus |
homo sapiens |
|
ontogeny |
child |
youth |
adult |
elder |
|
psychopathology |
manic depression |
psychosis |
neurosis |
amnesia |
II. Cultural
|
history of the West |
Ancient |
Medieval Renaissance Enlightenment |
19th century |
Modern Postmodern |
|
philosphy |
formism |
organicism |
mechanism |
contextualism |
|
economy |
hunting & gathering |
agriculture |
industry |
information |
|
religion |
polytheism |
monotheism |
naturalism |
humanism |
|
social system |
tribalism |
feudalism |
capitalism |
socialism |
|
linguistic technology |
orality |
chirography |
typography |
cybernetics |
|
logic |
conduction |
deduction |
induction |
abduction |
|
temporal orientation |
past |
present |
future |
relative |
|
primary political & economic group |
tribe |
city-state |
nation |
world |
|
primary social & personal group |
family kin |
estate peer |
class citizen |
none individual |
|
government |
monarchy |
aristocracy |
republic |
democracy |
|
spatial art |
sculpture |
architecture |
painting |
photography |
|
social ethic |
communal fate |
personal duty |
social progress |
individual freedom |
|
personal ethic |
4 wisdom 3 justice 2 temperance 1 courage |
4 faith 3 obedience/hope 2 charity 1 purity |
4 intelligence 3 willpower 2 respect 1 discipline |
4 creativity 3 freedom 2 care 1 excitement |
III. Literary and Rhetorical
|
genre |
epic |
lyric |
narrative |
drama |
|
reader/listener positioning |
speech |
character |
audience |
author |
|
scheme |
repetition |
pattern |
process |
network |
|
repetition |
initial |
medial |
final |
peripheral |
|
pattern |
concentric |
geometircal |
teleological |
multidimensional |
|
sonic sheme |
alliteration |
rhyme reverse rhyme assonance |
consonance |
pararhyme |
|
discourse logic |
paratactic |
logical |
temporal |
dialectical |
|
emplotment |
romance |
comedy |
tragedy |
satire |
|
medium |
song |
poetry |
prose |
talk |
|
artist |
singer |
poet |
author |
performer |
|
creative process |
dictation |
revelation |
exploration |
improvisation |
|
trope |
metaphor |
synecdoche |
metonymy |
irony |
|
semiotic relation |
iconic |
emblematic |
indexical |
symbolic |
|
imagery |
spring mornining birth child mineral dream earth rain heaven etc. |
summer noon growth youth vegetable wake water fountain/spring Eden etc. |
fall evening maturity adult animal live air river purgatory etc. |
winter night death elder human sleep fire sea/snow hell etc. |
IV. Linguistic
(a) general
|
linguistic level |
paralanguage |
prosody |
syntax |
semantics |
(b) prosody
|
prosody |
stress |
tonicity |
tone |
tune |
|
stress |
weak |
tertiary |
secondary |
primary |
|
prosodic hierarchy |
syllable |
clitic phrase |
phonological phrase |
tone unit |
|
syllable |
onset |
nucleus |
coda |
periphery |
|
tone |
fall |
rise-fall |
fall-rise |
rise |
(c) syntax
|
syntactic level |
word |
phrase |
clause |
sentence |
|
sentence types |
declarative |
exclamative |
imperative |
interrogative |
|
subordinate clause |
nominal |
relative comparative |
adverbial |
comment |
|
complexing |
apposition |
conjunction |
correlation |
comment |
|
basic clause pattern |
intransitive SV |
copular SVCs |
transitive SVO, SVOC, SVOO, SVOA |
copular-adverbial SVA |
|
transitivity |
monotransitive SVO |
complex-transitive SVOC |
ditransitive SVOO |
transitive-adverbial SVOA |
|
clausal constituency |
subject |
predicator |
complement |
adverbial |
|
mood |
indicative |
subjunctive |
imperative |
conditional |
|
adverbial |
adjunct |
subjunct |
conunct |
disjunct |
|
adjunct |
time & space |
process |
contingency |
respect |
|
subjunct |
item |
intensifier |
courtesy |
viewpoint |
|
intensifier |
focussing |
amplifier |
predication |
emphasizer |
|
phrase type |
noun phrase |
adjective phrase |
verb phrase |
adverb/ prepositional phrase |
|
phrasal slots |
head |
modifier |
complement |
specifier |
|
verb phrase |
voice |
aspect |
modality |
tense |
|
voice |
passive |
middle |
active |
causative |
|
aspect |
perfective |
habitual |
progressive |
perfect |
|
tense |
past |
present |
future |
relative |
|
modality |
necessity |
obligation |
probability |
possibility |
|
reference |
generic |
indefinite |
definite |
proper |
|
person |
3rd |
1st |
2nd |
generic |
|
word formation |
compounding |
derivation |
inflection |
conversion |
|
word class |
noun |
adjective |
verb |
adverb |
Shall I compare thee to a summer's day?
Thou art more lovely and more temperate:
Rough winds do shake the darling buds of May,
And summer's lease hath all too short a date;
Sometimes too hot the eye of heaven shines,
And often is his gold complexion dimmed;
And every fair from fair sometimes declines,
By chance or nature's changing course untrimmed;
But thy eternal summer shall not fade,
Nor lose possession of that fair thou ow'st;
Nor shall death brag thou wand'rest in his shade,
When in eternal lines to Time thou grow'st:
So long as men can breath, or eyes can see,
So long lives this, and this gives life to thee.
On the other hand, any particular lyric poem or any particular part of any particular lyric poem will usually modulate this general stylistic dominant with a complex, but coherent, mixture of choices from the other temporalities, depending on the poem's historical and cultural positioning, including the text's positioning within larger historical eras and the localdemands of authorial intention, sub-genre, text, and part of text being considered.
For instance, in the sonnets of the great Romantic poets, such as Wordsworth's "It Is a Beauteous Evening," the basic centroidal texture of the Renasissance lyric is maintained, but it is heavily modulated by the linearity of the historical and socio-cultural context (the nineteenth century).
It Is a Beauteous Evening
It is a beauteous evening, calm and free,
The holy time is quiet as a Nun
Breathless with adoration; the broad sun
Is sinking down in its tranquility;
The gentleness of heaven broods o'er the Sea:
Listen! A mighty Being is awake,
And doth with his eternal motion make
A sound like thunder--everlastingly.
Dear child! dear Girl! that walkest with me here,
If thou appear untouched by solemn thought,
Thy nature is not therefore less divine:
Thou liest in Abraham's bosom all the year,
And worship'st at the Temple's inner shrine,
God being with thee when we know it not.
Poetically, Wordsworth adds this linearity by foregroundingdynamic beginnings and endings of many different sorts and at manydifferent level of structure but in such a way that they neutralize one another, creating intensely static, shapely centers. The result is a "waved" motion of unusual variety, density, and energy that, again and again, begins easily and naturally, rises to a central climax, pauses, radiates its energies vertically, upward and downward in the textual thematics, and then moves on to an extended, and therefore, equally natural, muted finale. When embodiedin language, rhetoric, and cultural reference, this temporal figure dissolves past and future into a present epiphany: will and sense fuse inemotion; family and social class, in religious order.
To achieve this more linear temporality, Wordsworth modifies the culminating hypermeter in the canonical Renaissance sonnet so that it broadens and deepens in the center. By skewing the phrasal divisioning in the octave against the square rhyme scheme, he reduces the meter of the normal sonnet octave to one, three-part stanza that delivers a partial coda, both (prematurely) in its first part, and finally, on the stanzaic coda itself, shifting the double caudation that characterizes the Renaissance sonnet to the middle of the text. Arrested at the center, the text hovers in stasis and then proceeds more delicately and demurely into the sestet, ending with the same pair of partial codas, but now without larger structural support. With this hypermeter, the first half of the text now metrically outweighs the second half. The speaker's observation of the scene is lengthened; his spiritual epiphany ("a mighty Being is awake...") is felt more deeply and more physically; and the worldly consequences of his epiphany (the speaker's reaffirmation of the divinity of the child in the sestet) is softened and lightened.
Hypermeter
Section 1, Stanza 1, Part 1
It is a beauteous evening, calm and free,
The holy time is quiet as a Nun
Breathless with adoration; the broad sun (partial coda)
Section 1, Stanza 1, Part 2
Is sinking down in its tranquility;
The gentleness of heaven broods o'er the Sea:
Section 1, Stanza 1, Part 3 (stanzaic coda)
Listen! A mighty Being is awake,
And doth with his eternal motion make
A sound like thunder--everlastingly. (partial coda)
Stanza 2, Part 1
Dear child! dear Girl! that walkest with me here,
If thou appear untouched by solemn thought,
Thy nature is not therefore less divine: (partial coda)
Stanza 2, Part 2
Thou liest in Abraham's bosom all the year,
And worship'st at the Temple's inner shrine,
God being with thee when we know it not. (partial coda)
This hypermeter also radically alters the rhythmic effect of
the repeated quatrain rhyme scheme in the octave, and with a similarcombination
of centering and linearizing. With respect to the
meter, the repetitive abba / abba pattern becomes abb / aa / bba, a
non-repetitive, asymmetrical pattern that is both more expanded, more intricate,
and more tightly concentric. This rhyme scheme focusses attention on the
couplet in lines 4-5, especially its culminating second part: "The gentleness
of heaven broods o'er the sea."
Temporal linearity is told out into the semantics and rhetoric
of the text in metonymic relations, especially prepositional relations. At
opening of the text, evening is connected metonymically to sun, then sea, then
(more mysteriously) to God's cosmic thunder. The gentleness of heaven
broods "o'er" the sea. The child walks "with" the speaker. She is untouched "by" solemn
thought. She lies "in" Abraham's bosom and worships "at" the
Temple's inner shrine, God being "with" her.
On the borderline between semantics and rhetoric, many of the adjectives in the text are also implicitly metonymic. The evening is "beauteous," "calm," and "free," the time is "holy," "quiet," and "breathless," because the speaker and those who share his faith and the heightened perception it provides feel it to be so, not because it inherently is so. These metonymic adjectives have been long recognized as the major mark of Wordsworth's Romantic style. In them, subject and object come together, and for a moment, interweave.
The predominantly linear motion of the poem is also told out into syntax by the regular movement of clauses from thematic subjects to rhematic predicates.
|
|
|
|
|
It |
is a beauteous evening. |
|
|
|
calm and free, |
|
|
The holy time |
is quiet |
|
as |
a Nun |
Breathless with adoration; |
|
|
the broad sun |
Is sinking down in its tranquility; |
|
|
The gentleness of heaven |
broods o'er the Sea: |
|
|
Listen! |
|
|
|
A mighty Being |
is awake, |
|
And |
doth with his eternal motion |
make A sound like thunder--everlastingly. |
|
|
Dear child! dear Girl! |
|
|
that |
|
walkest with me here, |
|
If |
thou |
appear untouched by solemn thought, |
|
|
Thy nautre |
is not therefore less divine: |
|
|
Thou |
liest in Abraham's bosom all the year, |
|
And |
|
worship'st at the Temple's inner shrine, |
|
|
God |
being with thee |
|
when |
we |
know it not. |
Syntactic elements within clauses are seldom inverted or dislocated; and sentences are primarily simple, or if elaborated, compound rather than subordinated.
Wordsworth's phrases are also neither complex nor simple; thus he distances his verse from a purely lyric temporality here, too. There is only one comparative clause ("as a Nun / Breathless with adoration") and only one relative clause ("that walkest with me here"), and those phrases that have non-clausal modifiers never have more than one.
| determiner | pre-modifier | head | post-modifier |
| a | beauteous | evening | |
| the | holy | time | |
| the | gentleness | of heaven | |
| a | mighty | Being | |
| his | eternal | motion | |
| a | sound | like thunder | |
| Dear | child | ||
| dear | Girl | ||
| untouched | by solemn thought | ||
| the Temple's | inner | shrine |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other tellings of linear time into syntax are more scattered
but are also important. The text contains an imperative (Listen!), several
second person references (thou, Thy, thou), a progressive (is sinking down),
a
conjunct (therefore), a couple of implied correlatives (if-[then],
[then]-when), and a transitive verb, albeit negated (know). The speaker does
not just
hold forth to no one in particular (or to himself) on some topic of universal
concern, as a lyric speaker often does. He speaks to the child. The child is
with him there. He directs her to attend. And then he goes on to induce the empirical
certainty of her divinity, based on his observations of nature.
Finally, linearity is told out into sound in the strong consonantal patterning in the text, especially those patterns involving [r], [s], and nasals ([n], [m], and [ng] ). These consonantal patterns consistently foreground the ends of syllables, directing our attention through the syllable to its termination. Significantly, these terminations are also consistently continuant (or, if not continuant, sonorant).
|
[r] |
[s] |
[n]/[m]/[ng] |
|
wor.ship'st |
wor.ship'st |
calm |
|
i.nner |
beau.teous |
time |
|
year |
breath.less |
Nun |
|
na.ture |
gen.tle.ness |
Sun |
|
there.fore |
lis.ten |
sin.king |
|
a.ppear |
less |
down |
|
na.ture |
li.est |
tran.qui.li.ty |
|
Dear |
wal.kest |
gen.tle.ness |
|
dear |
|
hea.ven |
|
here |
|
lis.ten |
|
e.ter.nal |
|
mo.tion |
|
thun.der |
|
sound |
|
e/ver/las.ting.ly |
|
thun.der |
|
|
|
so.lemn |
|
|
|
A.bra.ham's |
|
|
|
di.vine |
|
|
|
shrine |
|
|
|
bosom |
|
|
|
Be.ing |
|
|
|
be.ing |